"Please-- consider me a dream." Those words were spoken by Franz Kafka to the father of his lifelong friend Max Brod. (Baumer, pg. 2) Within that sentence, the entire theme of Kafka's life is summed up. A lonely man who was terrified to reach the summit of his creative potential, Kafka was forced to instead spend most of his adult life stifling his passion to write. Perpetually trapped in a cage of low self-esteem, Kafka had to battle his father, his Jewish ancestry, and his own self-doubts. Extremely introverted, Kafka felt a need to hide his inner true person, and instead mask it with something that society would accept. Using writing as an escape valve for his soul, such works as "The Metamorphosis" and The Trial metaphorically provide a window to this hidden person. Kafka also revealed this part of himself to trusted friends like Max Brod, and his love of five years, Felice Bauer. For the most part, however, Kafka was a dual person of sorts: Franz the accepted employee of an insurance company who nicely fit the demands he felt from his social environment, and Franz the cursed writer trapped in a "dreamworld" whose work was never to be fully appreciated in his lifetime.
Childhood and Discouraging Isolation
Kafka does not be a perfect fit into one important part
of Howard Gardner's model. Gardner's examples usually were
inspired and encouraged by their family during their
childhood. Kafka, on the other hand, felt isolated,
controlled, and abandoned by his. Born on July 3, 1883, in a
Jewish ghetto of Prague known as Josefstadt, Kafka was the
first of four children. (Baumer, pps 15,21) (Being a
first-born child, Kafka did match a common theme in Gardner's
model.) Kafka felt strong feelings of abandonment in early
childhood. Raised by a cook, a nursemaid, and another
domestic servant, he faced an emotional detachment from his
parents very early in his life. (Baumer, pps 24-25)
This detachment was not as strong with his mother as it was
with his brash, vulgar, manipulating, yet successful father.
Deeply filled with determination to succeed, Kafka's father
took what was originally a small time peddler's shop which
sold thread, shoelaces and buttons to a highly respected
business. (Baumer, pg. 16) This accomplishment is an
example how ruthless, driven, and brutal Hermann Kafka really
was. His mistreatment of employees and manipulation of his
mother deeply scarred young Franz, stripped away any
admiration of his father, and replaced it with disgust.
Later in life, Kafka explains his resentment of that
treatment to him by telling his father: "Your extremely
effective rhetorical methods in bringing me up, which never
failed to work with me, were: abuse, threats, irony,
spiteful laughter, and-- oddly enough-- self pity." (Kafka,
1966 pg. 35) Hermann would even go so far as to try to
suffocate Franz's yearning for books, forbidding him from
reading in the evening. Kafka took this outlawing of books
as almost a death sentence. (Baumer, pg. 27) Kafka also
resented his father's lack of approval towards him, and the
manipulation that caused: "When I began to do something you
did not like and you threatened me with the prospect of
failure, my veneration for your opinion was so great that the
failure became inevitable, even though perhaps it happened
only at some later time." (Kafka, 1966 pg. 37) Kafka's goal
was to gain that approval, or even his smile, that would make
him "lie back and weep for happiness, and one weeps again
now, writing it down" (Kafka, pg. 43) Despite the contrasts
between himself and his father that would later lead to
life-defining internal conflicts, Franz continued to venerate
his father. As Max Brod, his biographer and best friend,
wrote: "His admiration of his father ... was endless-- it
had a touch of the heroic in it" (Brod, pg. 5)
Franz had a completely different relationship with his
mother. Brod describes her as being "quiet, pleasant,
clever, not to say wise, person". (Brod, pg. 4) He
understood why his mother could not do more to alleviate his
miserable relationship with his father. Like Franz, Julie
Kafka (Löwy) was a victim of Hermann's cold manipulation.
Kafka once blasted his father by telling him "that mother was
infinitely good to me, but for me all that was related to
you, that is to say, no good relation." (Baumer, pg. 22)
Kafka had deep admiration for his mother; unfortunately, due
to her position in the family, she was unable to fix Kafka's
feelings of isolation that would haunt him throughout his
life.
Kafka also felt isolated from his three sisters. It was only
later in life that he was able to establish an intimate
relationship with Ottla his youngest sibling. (Ottla would
later sacrifice herself to a concentration camp so she could
accompany children who were already damned to go there.)
(Kafka, 1982 pg. x) Still, throughout his childhood, Kafka
had to face stark contrasts and isolations that would force
him to recede deeper within himself, and put up a facade in
order to be accepted.
The scars left from his father, and the inability to relate
to his family would go on to shape the rest of his life.
Kafka's carving for approval with his father led to a
constant internal struggle. As a result of his father, Kafka
felt humiliation because of his differences from the rest of
the family. This caused him to feel somewhat evil, and drove
him to smother these differences and pursue whatever his
father, his family, and later, society, deemed successful.
(Baumer, pg. 40) However, it would be those very differences
that would shape Franz Kafka into the dynamic creator that he
would come to be. Franz Kafka would manage to take that
isolation, and make it an important theme in later works,
such as "The Metamorphosis" and "A Hunger Artist."
The Crisis of Education, Career, and Religion:
Absence of the "Faustian Bargain"
Franz Kafka would also be shaped by two other periods of his
life. One period of Kafka's life which has a profound impact
on his life was his period of education. Franz would have to
face which path he should take in education: becoming a
writer, which he felt to be his true calling and talent, or
going into law, something which his father approved of. A
second factor, a crisis in his religious faith, helped him to
decide. Franz chose to attend law school, and obtain the
mundane and boring job of being an insurance clerk. He did
go on to write, but he considered that writing a curse, and
he felt strong shame for it. That shame would even cause him
to ask Brod to burn all his work except for "The Judgment,"
"The Stoker," "The Metamorphosis," "In the Penal Colony," The
Country Doctor, and "The Hunger Artist." He explained to
Brod that his real wish is that "they be lost. But since
they already exist, I don't want to stop anyone from holding
on to them if he so desires." (Baumer, pps 5-6) The two
factors listed above played a huge part in this shame for
himself and for his work.
Franz Kafka received a fine education. His father sent him
to the toughest secondary school in Prague, known as "Staats
Gymnasuim." (Baumer, pg. 32) The Gymnasuim he attended
focused on Greek and Latin instruction. The monarchy drew
its civil servants from that type of school, which obviously
played a factor in the elder Kafka choosing that type of
school for his son. Franz disliked the school, and instead
found himself emerging in books of other writers such as
Spinoza and Darwin. (Baumer, pps 34-35) Later on, Franz
stumbled upon Nietzche, and was immediately captured by his
ideas and beliefs such as "God is Dead." (That belief of
Nietzche would later have a strong influence on works such as
"The Judgment") (Baumer, pps 36, 89) Franz found himself
drifting further and further from Judaism.
Franz was sociable in school, and was very well liked. His
classmates considered him to be a pleasure to be around.
However, he still seemed quiet and mysterious to them, as if
he were hiding something. Emil Utitz, a classmate of his,
once wrote "Somehow a glass wall always surrounded him He
opened the world for himself with his quiet, charming smile,
but he shut himself off from it." (Baumer, pg. 33) That
glass wall was the facade that hid the side of him that he
was ashamed of.
A second crisis would affect Franz Kafka: The choice of a
career. The end of his time in the Gymnasium was a turning
point for Franz. Besides the "terrible anxiety about the
matriculation exam" he felt, Kafka now had to settle on an
acceptable career which would not disgrace him or his family.
(Baumer, pg. 39) He once wrote: "There was no real freedom
of choice of profession for me the only thing is to find a
profession which will give the widest scope for this
indifference, without hurting my vanity too much." (Brod,
pg. 41) So, with the strong approval of his father, Franz,
in 1901 went to Munich to study Law at the German University,
and gained his degree in 1906. (Kafka, 1982 pg. 122)
The creators of Howard Gardner's model all committed a
"Faustian Bargain"-- Kafka was the antithesis of this. Franz
was not willing to sacrifice his shaky relations with his
family, his friends, or with society. Instead, he stifled
his passion, and succumbed to the pressures that those
relations presented to him. The reasons for this are
complex.
As stated before, Kafka was deeply concerned with
pleasing his father. In addition, Kafka's struggle with
theology influenced his decision. Growing up in the Jewish
Ghettos of Prague had deeply scarred him, and made him feel
like an outsider. He once wrote to a friend: "Prague
doesn't let go You have to submit or else". (Baumer, pg.
40) This feeling of being inferior and trapped by his
religion caused him to examine his Jewish heritage. Kafka
concluded that he was doomed because of his ancestors. He
even felt that any writing was "pay service for the devil."
(Baumer, pg. 41) He also felt that "God does not want me to
write, but I must." (Baumer, pg. 42) This, as well as his
father, drove Kafka into a spiritually unrewarding job with
an insurance firm, and to separate his career from his
passion.
Kafka felt as though he were sentenced by destiny to not
write, and he did nothing to change his position. Later on,
in 1911, Kafka wrote: "Everything in me is ready for a
creative work, and such a work would be a heavenly solution
and a real coming alive for me, while here in the office I
must rob my body, which is capable of such happiness, of a
piece of it's flesh for some miserable document." (Baumer,
pg. 56) To Kafka, he had two choices: To remain alive, toil
in his miserable job, and write all hours of the night as he
had been doing, or kill himself, and free himself from the
pressures of society. He felt "staying alive would
interrupt my writing lesseven if all one does is talk about
interruptionthan death" (Baumer, pg. 59) Still, Kafka
chose to remain in the fight between his inner self, tied to
a passion that seemed forbidden, and his outer self, tied to
a world that seemed mechanical, spiritually devoid, and
isolating.
In relation to Howard Gardner's model of creativity, it
appears that Franz Kafka never did make a "Faustian Bargain"
in order to better his talents. Unlike other writers who
also had to work in areas that prevented them from writing,
such as T.S. Elliot, Kafka did not remain in his profession
for financial reasons. Franz was scared to divulge himself
entirely to writing. His relations to society, especially
his father, his feelings towards his writing ability as being
"evil," and his critical attitude towards his literary work
caused him remain at his job, and write at night, when his
inner soul forced him to do so. Franz Kafka never did commit
a "Faustian Bargain"-- He was too scared to do so.
Crises as Inspiration: The Absence of a 10 Year Cycle
Howard Gardner's examples in his model all seemed to have a common theme: Breakthroughs occur around every ten years. Gardner seems to believe that this is because time is needed for the creator to branch off in new directions, and discover new niches within the domain to explore. Kafka may be the exception to this rule. Kafka did not need time to discover new niches within his domain. Rather, it was life-altering events and crises that touched his creative inner soul and drove him to create. Examine the following time line that lists when most of his works were written.
1904-1905 Writes "Description of a Struggle."
1907 Writes "Wedding Preparations in the Country."1909
Writes "The Aeroplanes at Brescia"
1911 Writes Amerika, and co-authors Richard and Samuel with
Max Brod.
1912 Writes "The Judgment," "The Stoker," "The
Metamorphosis," and rewrote Amerika.
1913 Continues rewriting Amerika
1914 Still continues working on Amerika, Begins The Trial,
and "The Village Schoolmaster." Writes "In the Penal
Colony"
1916-1917 Writes "The Warden of The Tomb," "An Imperial
Message," and "The Hunter Gracchus."
1919 Writes "Letter to His Father"
1922 Writes "A Hunger Artist", and "Investigations of a
Dog." Begins The Castle.
1923 Writes "A Little Woman" and "The Burrow"
1924 Writes "Josephine the Singer, or the Mouse Folk" Just
before dying.
(Kafka, 1982 pps 122-127)
Examining the writing above, once can see that there is no
time pattern that would match Howard Gardner's "10 year
cycle" theory. Unfortunately, Kafka only lived to be 40,
dying in 1924, so we were only able to see what he could
produce within a time span of 20 years. As stated before,
Kafka differed from the model in that it was events, not
time, that spurred creation and evolution. As his life
changed, so did his writing. When struggles occurred
extrinsically, such as the ones with his father and with
society, or intrinsically, such as living through a bleak and
painful Great War, finally breaking free from his parents, or
becoming stricken with a miserable case of tuberculosis,
Kafka's writing became the voice of his inner person. As
author Franz Baumer stated: "The years of greatest conflict
were also Kafka's years of greatest productivity." (Baumer,
pg. 86)
The first crisis that would inspire Kafka was the phase in
his life when he was struggling with what his career should
be. Kafka's earliest surviving work, "Description of a
Struggle," describes the pain and frustration he felt about
his struggle with his inner and outer person. Written while
he was studying law at the German University, it tells of a
fictional person who does not fit in with society. Kafka
himself was struggling to find his place at that time as
well. Kafka presents this story as proof that it is
"impossible to live." The soul of the person is so out of
place that the things around him "sink like a snowfall while
others even a small whisky glass on the table stands as solid
as a monument." Perhaps inspired by his crisis in Religion,
Kafka then, through a questioning of faith by the character
in the story, confronts the Virgin Mary by stating " and I
no longer recognize your menacing attitude, column of Holy
Mary, when I call you `Moon that casts a yellow Light.' It
really seems to me that it does you no good when one
meditates about you, your courage and health are failing."
(Baumer, pps 48-49) Here, Kafka is creating from stimuli
produced by personal crises and struggles he was feeling.
His next works would continue to hint at the struggle that
Kafka felt losing his inner self to his outer self, dominated
by a new, evolving, world on the brink of a Great War.
"Wedding Preparations in the Country," written in 1907,
displays Kafka as being in "the form of a large beetle, a
stag-beetle, or a cockchafer." (Baumer, pg. 23) Kafka
continues that theme in his 1912 work "The Metamorphosis."
Considered widely to be one of his best works, and
perhaps an autobiography of sorts, in "The Metamorphosis"
Kafka describes a person transforming into an insect. Gregor
Samsa, the tragic hero of the story, awakes one morning to
find himself an insect. Throughout the story, Gregor
gradually, and very painfully, loses his human qualities.
(Baumer, pps 90-91) Kafka, with great detail, tells of how
Samsa's family are shocked and grief stricken at first. They
were repulsed at what Gregor had become, and wanted him to
somehow change back. They took his transformation as an
illness, and would regularly check to see if any
"improvements" had been made. They then would go on to
isolate him, feed him garbage, and mutilate his body whenever
he would attempt to rejoin the family. As a result of the
isolation, Gregor was given time to evaluate himself, and
decided that he wanted to be "integrated into society once
again" (Kafka, 1996 pg. 143) However, Gregor never did
"improve." He remained the monster that he evolved into.
The family continued to isolate him further and further, and
eventually just wanted him to die. He had become too much of
a burden. As Gregor's sister stated in the story: "We must
try to get rid of it. It will be the death to you two, I can
see it coming." (Kafka, 1996 pg. 37) Eventually, Gregor
relieved his family of the burden he was presenting, and
passed away.
Like "Wedding Preparations in the Country," Kafka was
deeply influenced by crises in his life during the time he
wrote this work. Kafka provides a window to his dealings
with the identity crisis that would haunt him throughout his
life. However, he revealed much more in this story than in
"Wedding Preparations in the Country." Kafka revealed
through the character Gregor his pain about feeling isolated
and misunderstood by his family. Whereas Gregor's true self
was now an insect, Kafka's true self was now a writer,
something that he felt he had to hide from society. Perhaps
out of fear of ending up like Gregor, Kafka continue to
suffocate those desires and live the life that his family had
accepted. He did not want to be a repulsive insect in this
society that he felt misunderstood him so much.
Another crisis in his environment that spurred
inspiration was living in Prague during the onset of World
War I. When war broke out, Kafka began to furiously work at
three manuscripts: The Trial, "In the Penal Colony," and
"The Railroad to Russia." (Brod, pg. 149) The mobilization
for war and deindividuation of society painted a picture of
an automated future that lacked any spiritual depth. Society
now seemed even more brutal and barbaric. During this phase
of his life, Kafka has many dreams where he is being
tortured. These dreams began to carry over into his writing.
Although he never refers to the Great War once during
"In the Penal Colony," it is obvious that it was a huge
influence. Kafka now saw a foreboding picture about the
future that he captured in some of his works. Throughout "In
the Penal Colony," images of executions in Concentration Camp
like atmospheres fill the story. All compassion is lost,
instead, humans carry on as if they are cogs in some sort of
machine. (Baumer, pps 91-92) This image of a society gone
mad reflects a Europe that had also gone mad. Senseless
killing of millions upon millions of people had been filling
Europe. It was if the value of the individual human being
and life itself had been lost, just as in the Penal Colony.
A third conflict in Kafka's life that spawned
inspiration was when, in 1923, he met Dora Dymant. One year
after leaving his job because of tuberculosis, Kafka became
acquainted with Miss Dymant, and immediately fell in love.
This love he had with her came at a time when illness was
cutting his life short. Both the illness and his newfound
love produced a revolutionary change in his life: he was
going to create a permanent bond with a woman, and he was
going to break the chains that bound him to his family.
(Baumer, pps 102-103) Kafka had tried to forge a bond with a
woman earlier in his life, holding a five year relationship
with former fiancee Felice Bauer, but his internal struggles
prevented him from giving her the love she needed. (Baumer,
pps 78-79) Dymant was able to help Franz settle some of
these conflicts, and break free from the chains that had been
holding him back.
His relationship to Dora inspired him to leave Prague
and his parents, move to Berlin, and live with her. This
allowed Franz to escape the demons that had been haunting his
inner soul: "I have slipped away from them. This moving to
Berlin was magnificent, now they are looking for me and can't
find me, at least for the moment." (Brod, pg. 197) This of
course inflamed his father, (they were not married), but
Kafka didn't care. He was a new man. And, being a new man,
he needed new writing.
Before he could write new creations, he had to slay the
dragons that had been haunting him, and start fresh. To do
this, he had Dora burn a great deal of his earlier work. By
burning the old writings he was now ready to write his new,
definitive work. (Baumer, pg. 104) Unfortunately, this new
man would live only one more year to create this new work.
Kafka wrote a collection of stories entitled "Hunger
Artist." This collection contained the stories "A Hunger
Artist," "First Sorrow," "Little Woman," and "Josephine, the
Singer, or the Mouse Fold." Later, Kafka would add "The
Burrow." All of these stories, except for "A Hunger Artist,"
was written after he met Dymant. And, these stories also
provided a window to his freed inner soul.
"A Hunger Artist," like "The Metamorphosis," appeared to
be a metaphorical autobiography. The story was about a man
who starved himself while living a cage for exhibition in
carnivals, only to watch his audience become apathetic,
annoyed, and then oblivious to his existence. Like Kafka's
perception of his family's opinion to him, the exhibitionist
had become "an obstacle for the customers on their way to the
menagerie." Still the Hunger Artist did not change, just as
Kafka struggled to not cave in. When asked why he would not
change, the artist replied "Because I couldn't find the food
I liked. Had I found it, believe me, I should have made no
fuss and eaten my fill just like you or anyone else."
(Baumer, pps. 106-107) Kafka, like the Hunger Artist, could
not change either. He could not come up with an alternative
to writing that appealed to him Here, perhaps, he is coming
to grips with it.
The crisis of death appears in another story, "The
Burrow." While writing the story, Kafka's illness began to
overwhelm him. He hints of that sickness in the work:
"meantime slowly and quietly the enemy is boring toward me
from somewhere And I would like to say farewell to
everything here, descend into the burrow, and never return
again." (Baumer, pg. 104) Just one year later, Franz Kafka
would do the same.
On Kafka's deathbed, Kafka was presented the proofs of
the collection of stories. One of his last actions in life
was to read the proofs. Finally, for one of the first times
in his life, Kafka was satisfied with his work. All
throughout his life, Franz was highly critical of it, and
never wanted any of it published. Here was work that he was
proud of. Kafka wept as he read it. At last, he was free of
all the doubt and pity that he had previously felt. (Baumer,
pg. 106)
Conflict, crises, and change throughout Kafka's life
inspired his works. No time was needed to come up with new
breakthroughs; changes in his outer and inner person, and the
struggles that caused inspiration was all Franz Kafka needed
to produce great, creative work.
Prague, Circle of Friends, and the Marginality of Isolation:
Kafka's Relation to Gardner's Model
In all fairness to Howard Gardner, Kafka did fit some parts
of his model. Gardner's examples all worked in an environment
that was conducive to creation, had a close circle of friends
and followers that encouraged work, and were marginalized to
some degree. Kafka had all of these. He had a small number
of friends that, over a period of years, convinced him to
publish his works and give them to the world. Kafka lived in
Prague, which contained, at that time, a very creative
atmosphere. And, because of his isolation from the world,
Kafka was very marginalized.
Franz had a very small group of friends that came to be the
testing ground for his creativity. Max Brod, a close friend
and companion of Kafka's, developed into his most reliable
and trusted companion. It was Brod who promised to Kafka
that he would burn his works following Kafka's death, only to
preserve and publish them for the whole world to appreciate.
It was also Brod who wrote a biography on Kafka that is used
today as a first hand source by most Kafka scholars. Kafka
was always reading his works to Brod, and the two were
together when Kafka met the two men who would convince him to
start publishing his work: Paul Ernst and Johannes Schlaf.
(Baumer, pg. 72) Kafka came to love two women who were very
important in his life: Felice Bauer and Dora Dymant.
Although there were not many close friendships in his life
(most of the ones he did manage to establish in his life
faded), the ones he did manage to hold on to were very
important to him.
While in Prague, Kafka managed to get into exclusive literary
circles that influenced his work. During his days in school,
Kafka joined a group of followers who discussed the work of
Franz Bretano. He went to these group meetings along with
Brod and another friend, Felix Weltsch. Many ideas of Franz
would be shaped during these discussions. (Baumer, pps
45-46) Later on in life, Kafka would rejoin with a former
member of the Bretano circle in another exclusive group,
Berta Fanta. It was in this group that he came across such
intellectuals as the mathematician Kowalewski, the physicist
Phillip Frank, the philosopher Ehrenfels, and Albert
Einstein. Kafka also came across the most "avant-garde"
Czech writers and leading socialists. (Kuna, pps 86-87) His
time in these intellectual circles provided him an
opportunity to bounce ideas off of these people, become
introduced to new ideas, and when he had the courage, give
him an audience for his work.
Being isolated and leading a double life made Franz Kafka a
marginal figure; this marginality created the differences
that set his work apart from other writers of the time. As
stated before, Kafka's isolation and craving for acceptance
from his father produced two sides of Kafka. One diary entry
of his from 1911 stated: "But for me it is a horrible double
life from which there is probably no escape from insanity."
(Baumer, pps 67-68) Until illness forced him to retire, and
love inspired him to break free from his parents, Kafka would
not attempt to end that double life. Kafka chose to separate
part of himself from the norm-- he chose to be marginal.
Franz Kafka would fit nicely into Howard Gardner's model--
with a few small adjustments. Many elements of Gardner's
theory are present in Kafka, some of which are listed above.
Although not the typical award-winning creator that emanate
in Gardner's examples, Kafka's creations came to be widely
respected after his death. And, for those who held
relationships with Franz intimate enough to understand him,
his work was appreciated. Franz Kafka does hold striking
similarities to Howard Gardner's model.
Conclusion
Franz Kafka will forever be remembered for
revolutionizing the field of literature, just as the examples
in Howard Gardner's model revolutionized their fields. There
were many other parts of the model that Kafka did and did not
fit into, but the aspects of the model listed here are the
ones that most deeply affected his work. Franz Kafka
revolutionized his domain with his works; however, the
structure of his life and his environment that produced these
creations are inconsistent with Gardner's model. This should
not exclude him from consideration. Perhaps a few
adjustments to the model are necessary. More creative
thinkers in history exist that might have been unfairly
excluded from the examples in Howard Gardner's theory.
Brod, Max Franz Kafka: A Biography New York: Shocken Books Inc., 1960
Gardner, Howard. Creating minds. New York: Basic books, 1993.
Kafka, Franz Letter to His Father New York: Shocken Books, 1966
Kafka, Franz Letters to Ottla and the Family New York: Shocken Books, 1982
Kafka, Franz The Metamorphosis New York: W. W. Norton & Company, Inc., 1996
Kuna, Franz On Kafka: Semi-centenary Perspectives New York:
Harper & Row, 1976